#01Nov 12, 2026
cs.LG
Internalizing Investment Mandates: A Neurosymbolic RL Approach to Portfolio Allocation
Zeynep Yıldız, Satchit Chatterji, Ercan Atam and 1 more
Institutional portfolios operate under investment policy statements that specify asset allocation constraints, often conditioned on market regime information. Deep reinforcement learning has been shown to optimize financial performance but typically does not enforce rule compliance, making it unsuitable for real-world deployment. Existing neurosymbolic methods such as Probabilistic Logic Policy Gradient (PLPG) offer constraint-satisfying reinforcement learning (RL) via differentiable symbolic supervision but assume a finite, discrete action space. We present a PLPG-inspired continuous allocation method that estimates the probability that the policy's own executed action satisfies the investment mandate, using reparameterized Monte Carlo sampling, and adds it to the training objective. No post-hoc enforcement mechanism intercepts actions at inference time and compliance is learned by the agent. Audited directly on deterministic mean actions with no correction, the policy reduces violations of a six-rule regime-conditional mandate from 96-98% for unconstrained RL and 33.4% for a reward-penalty baseline to 4.8%, showing that a continuous-action neurosymbolic policy can substantially internalize a symbolic mandate.
#02Nov 12, 2026
cs.LG
ISLA: A Coordinate-Free, Measure-Weighted Transformer for Boundary-Driven PDEs
Peter Sharpe
A foundational principle of physics is that all coordinate systems are equally valid: the behavior of a PDE-governed system does not depend on the origin or orientation of the frame, nor on the units or mesh used to write it down, and neither should a surrogate model. Yet the neural surrogates with the lowest errors on today's aerodynamics benchmarks lack these invariances and fail under simple transformations of the same problem: for models trained on PDEs of cars in one pose (i.e., translation and rotation) and from one mesher, rotating the full PDE raises the surface-pressure error from 4% to more than 100%, and re-sampling its boundary raises it to about 30%. We introduce ISLA (Invariant Slice Attention), a slice-attention transformer for steady, boundary-driven PDEs in which no learned operation receives a coordinate and every sum over the boundary is a quadrature. Positions enter only as distances and relative angles to learned slice anchors, lengths are measured in a unit computed from the boundary, and interior points query the boundary through a tree-accelerated learned kernel without influencing one another. With every boundary cell a token and an exact boundary read, ISLA is equivariant to rigid motions and reflections, invariant to the units of its declared data, and consistent under mesh refinement, while at every setting each query is independent of all other queries. On AeroZoo, 2,816 flows that vary in shape, size, speed, and boundary conditions, its mean reference-scaled velocity and pressure errors are at least 3.1 and 3.3 times lower than any baseline's. On AirfRANS its errors are second only to those of a boundary-integral model (GLOBE) and at least 1.6 times lower than those of Transolver and GeoTransolver.
#03Nov 12, 2026
cs.LG
Enhancing Preference Detection using Eye Movement Cascade and Multilayer Combinatorial Fusion
Yuanhong Wu, Mary Tsaryk, Sam Watson and 3 more
Understanding how visual attention influences human preference formation is a fundamental problem in consumer behavior and cognitive science. In this work, we investigate how eye movement patterns can be used to predict preference decisions when subjects compare two alternatives. To address this problem, we analyze an eye-tracking dataset, where subjects view pairs of face images and their gaze behavior is recorded throughout the decision process. We model this problem using multiple machine learning classifiers and apply the Multi-layer Combinatorial Fusion (MCF) framework to iteratively combine diverse models. The MCF framework expands models to a large pool of model fusions and then reduces them based on cognitive diversity, repeating this process across layers until diversity diminishes. Experimental results show that MCF significantly improves performance over individual models. The best single model achieves a Pre@k of 0.90, which is improved to 0.9143 after the first layer of MCF, and further increased to 0.9286 in the second layer. This progression demonstrates that the second layer not only surpasses the performance of the first layer but also outperforms the best individual model, highlighting the effectiveness of leveraging diversity through multi-layer fusion.
#04Nov 12, 2026
cs.CL
Goal Encoding in LLMs
Arnab Sen Sharma, Eric Todd, Sheridan Feucht and 7 more
We investigate whether and how LLMs encode goals: internal neural representations that precede and guide action, and that are flexible enough to be realized through many different execution paths. We construct a coding setting with multiple sub-tasks that allows us to evaluate goal-seeking behavior and the selection of sub-goals. In this setting, we localize an encoding of the next sub-goal in the outputs of a sparse set of attention heads. The same heads can be used to decode the LM's future actions in natural language (e.g., "I'm checking if a word is a palindrome"). We verify that this encoding is causal for next action and is plastic: transplanting it into a different environment, e.g., another programming language, triggers the same operation realized with a different sequence of tokens. The LM also sustains the encoding throughout the action's execution, which is puzzling because a transformer LM without recurrence cannot carry a state forward for more tokens than it has layers left. We propose that it does not need to. Under a non-recurrent goal-seeking (NRGS) account, the LM frequently re-reads the goal from the task specification, compares it with the progress visible in the growing context, and pursues what remains. We test the predictions of this account with targeted causal interventions.
#05Nov 12, 2026
cs.LG
Maximizing Capacity Utilization of LoRA Adapters for Mitigating the Learning-Forgetting Trade-off
Tomohiro Sawada, Kartik Goyal
Low-Rank Adaptation (LoRA) often underperforms full fine-tuning, especially in heterogeneous and continual-learning settings in which substantial forgetting occurs. In general, it suffers from an undesirable learning-forgetting trade-off across diverse fine-tuning settings. We identify a potential contributor: LoRA adapters, especially high-rank ones, frequently fail to realize the available capacity afforded by the configured rank. Specifically, we find that standard LoRA updates have effective rank far below their configured rank, limiting how broadly the update energy is distributed. Therefore, we propose training mechanisms that optimize the original objective while maximizing adapter effective rank. Our main method adds a simple, stable, differentiable, and SVD-free Rényi-2 effective-rank regularizer to the language-modeling loss. We also connect capacity maximization to norm-bounded updates. In mixed-domain rank sweeps on three models evaluated with multiple random seeds, a penalty weight of $λ=0.01$ lowers mean Wiki perplexity at every tested rank of at least $16$ relative to unpenalized LoRA. Mean training perplexity improves or increases by at most $0.02$ in all but one model-rank comparison. Single-task and scheduling experiments further show that the balance between learning and retention depends on the configuration. We also observe that several LoRA variants in the literature also suffer from the identified capacity issue, and our approach provides a complementary axis of improvement to LoRA-based parameter-efficient fine-tuning. These results suggest that effective rank is not only a post-hoc diagnostic of adapter quality, but a trainable objective for improving the learning-forgetting frontier. Our code is available at https://github.com/tomohiro-sawada/lora-capacity-utilization