#01Nov 4, 2026
math.ST
Regularization vs. Convolution in Kernel-Based Hypothesis Testing
Omar Hagrass, Bharath K. Sriperumbudur
The maximum mean discrepancy (MMD) test is a popular nonparametric test on general domains. Two lines of work have studied its optimality through structurally different approaches. The first, a convolution approach on $\mathbb{R}^d$, uses translation-invariant kernels with a shrinking bandwidth and is minimax optimal over Sobolev balls under $L^2$-separation; the second, a regularization approach on general measurable spaces, uses spectral regularization of the kernel covariance operator and is minimax optimal over Hellinger- and $χ^2$-separated alternatives. In this paper, we study the regularization approach over Sobolev balls under $L^2$-separation, which reveals the connection between the two approaches. We show that, with a translation-invariant kernel on $\mathbb{R}^d$, both are ways of meeting a single condition on the kernel's spectral density: the spectral regularized discrepancy captures the $L^2$-separation $Δ$ of a Sobolev alternative of smoothness $s$ as soon as the regularization parameter $λ$ is below the spectral density on frequencies up to $Δ^{-1/(2s)}$. A kernel with a shrinking bandwidth $h$ meets this condition with $λ\asymp h^d$, and under this coupling the constant regularizer, which gives the MMD test itself, attains the Sobolev minimax rate. This explains, from a spectral perspective, the need for a shrinking bandwidth in the convolution approach. With a non-constant spectral regularizer, our analysis requires the bandwidth to shrink only when the spectral density decays faster than any polynomial, as for the Gaussian kernel. Thus, for Matérn and Laplace kernels, a fixed bandwidth with $λ\to 0$ attains the Sobolev minimax rate. Finally, an adaptive test over a grid of bandwidths and regularization parameters is minimax optimal, up to a $\log\log$ factor, over both classes without prior knowledge of the smoothness.
#02Nov 4, 2026
cs.MA
A Framework for Context Enrichment and Selective Robustness in LLM Social Agents
Mattia Greiche, Reihaneh Rabbany, Maximilian Puelma Touzel
Researchers use large language models as agents in social simulations, where agents are prompted with observations and background information intended to shape their actions. Yet LLM agents have been shown to substantially change their behavior under meaning-preserving prompt variations, creating a validation problem for social simulation. One plausible hypothesis is that this brittleness reflects a lack of grounding and can be reduced by enriching the context provided to the agents. Whether richer context improves robustness remains unclear, in part because context richness and robustness are rarely defined in ways that support controlled comparisons. We address the first need with controlled context enrichment, a set of prompt substitution rules that systematically enriches distinct types of context: neutral padding, generic social background, descriptive decision grounding, and normative decision grounding. We address the second by introducing selective robustness as a validation criterion: insensitivity to meaning-preserving prompt variation combined with a directional response to decision-relevant changes in the social world. We demonstrate the framework in a Prisoner's Dilemma-like game, showing how it can be used to identify which forms of context enrichment produce more desirable and robust agent behavior. We find that these forms of enrichment produce distinct behavioral patterns that vary between the two models tested.
#03Nov 4, 2026
cs.LG
FedFiOT: Fisher-Weighted Optimal Transport for Model Merging in One-Shot and Few-Round Federated Learning
Quan Minh Nguyen, Hoang M. Ngo, Bhakti Chowkwale and 2 more
One-shot and few-round federated learning (FL) reduce communication burden by constructing a global model within one or a few communication rounds, but often achieve lower performance than conventional multi-round FL. Without frequent synchronization, client models may drift apart, causing neurons that learn similar features to occupy different positions across clients. At the same time, local data heterogeneity can cause corresponding parameters to differ in their importance to each client's predictions. Together, these challenges cause direct averaging to combine mismatched neurons and assign equal weight to parameters despite differences in their importance. We propose FedFiOT, a Fisher-weighted optimal transport framework for one-shot and few-round FL that leverages Fisher information to quantify parameter importance and guide neuron alignment and model aggregation. FedFiOT jointly optimizes neuron correspondences and global model parameters through alternating minimization of a shared Fisher-weighted objective. Theoretically, we show that FedFiOT's optimization procedure monotonically decreases the layer-wise merging objective and establish a stationarity bound that quantifies the effects of client heterogeneity and nonuniform Fisher weighting.Experiments across multiple datasets demonstrate consistent improvements over competing baselines in both one-shot and few-round federated learning settings.
#04Nov 4, 2026
physics.flu-dyn
FlowReconBench: Accuracy, calibration and cost of learned and classical flow reconstruction from sparse sensors
Nicolas Tricard, Linzheng Wang, Jason Chen and 1 more
Reconstructing full flow fields from sparse sensors requires prior assumptions about unmeasured regions and physical variables. Yet it remains unclear when learned models outperform classical estimators and which aspects of their predictions can be trusted. FlowReconBench evaluates ten learned and five classical methods on three regimes: a laminar cylinder wake across Reynolds numbers, two-dimensional Kolmogorov turbulence and a large-scale three-dimensional (3D) isotropic turbulence. Methods share leakage-controlled splits and sensor draws and are scored on per-channel error, ensemble spread, calibration, spectra and cost. The leading method changes for each regime. Classical methods perform strongly in low-order and dense-sensing regimes. On the cylinder wake, linear stochastic estimation and gappy proper orthogonal decomposition lead, including for unobserved pressure. In 3D, inverse-distance weighting matches the best learned methods on observed channels. Data-driven methods become superior at decreasing sensor density or poor sensor observability. On Kolmogorov flow, continuous ranked probability score and error yield different method rankings: generative models offer broader but underdispersed ensembles, while deterministic models prioritize pointwise error. Generative models balance this tradeoff through their sampler budget, with a larger budget improving ensemble quality at higher computational cost. In 3D, scaling tests demonstrate that queryable methods are flat in memory, while full-grid construction methods run out of memory. Observing only 2 of 4 fields leaves the problem kinematically underconstrained, yet a latent model can reproduce structural similarities to the ground truth.
#05Nov 4, 2026
cs.AR
Enabling AWS Cloud FPGA Development Using High-Level Vitis HLS
David Rostcheck
We present a toolchain for development of ML models on AWS EC2 F2 cloud FPGA infrastructure from high-level language, implementing a complete Vitis HLS to HDK bridge to AFI workflow that has been absent from the academic literature despite eight years of AWS FPGA availability. We introduce a four-level methodology (FP32 PyTorch, bit-accurate quantized Python, HLS C-simulation, physical FPGA) to aid in localizing errors, including FPGA-specific circuit errors. Together these tools allow coding agents to effectively implement FPGA designs from user directions, testing and debugging as needed. We document the deployment workflow, timing closure strategies, and practical HLS engineering decisions that proved crucial. We validate using TinyBERT fine-tuned for address Named Entity Recognition, implementing the embedding layer and the first of four encoder layers on the FPGA hardware. Our implementation streams weights from host DRAM, yielding poor performance compared to CPU/GPU implementations; we discuss forward paths.